WebAug 16, 2012 · Garth Peterson, 43, had pleaded guilty in April to conspiring to evade internal accounting controls that Morgan Stanley was required to maintain under the … WebApr 26, 2012 · “In the end, Garth Peterson, a rising star at Morgan Stanley in China, was undone by his pursuit of “guanxi.” So begins this 2009 Reuters article that details the rise and fall of Peterson, fired by Morgan Stanley in 2008, “amid suspicions” that he had violated the FCPA.
Morgan Stanley
WebApr 25, 2012 · The SEC alleges that Garth R. Peterson, who was a managing director in Morgan Stanley’s real estate investment and fund advisory business, had a personal … WebNov 10, 2009 · After a series of hugely profitable investments, Morgan Stanley appointed Peterson a managing director in December 2007, making him responsible for property … how to file for full custody in dc
SEC.gov SEC Charges Former Morgan Stanley Executive …
WebJan 7, 2013 · Peterson was the head of real-estate investments for Morgan Stanley in China. Last year he was sentenced to nine months in federal prison after admitting he conspired to violate the FCPA. Prosecutors said Peterson collaborated with an unnamed Chinese official to misappropriate a multimillion-dollar stake in a Shanghai apartment … WebApr 29, 2012 · The SEC alleged that Garth R. Peterson, who was a managing director in Morgan Stanley’s real estate investment and fund advisory business, had a personal friendship and secret business relationship with the former Chairman of Yongye Enterprise (Group) Co. – a Chinese state-owned entity with influence over the success of Morgan … WebAug 17, 2012 · Morgan Stanley trained Peterson seven times on his duties under the anti-bribery statute from 2002 to 2008, and he was reminded of his duty to comply at least 35 times, the Justice Department... how to file for grandparent visitation