WebOct 6, 2024 · On Sept. 22, the CFTC sued Ooki DAO for allegedly offering leverage and margin trading without registering with the agency or keeping a know-your-customer framework in place and simultaneously ...
CFTC’s Regulation by Enforcement Needs to Change, …
Web(“Uncleared Swaps”).2 In January 2016, the Commodity Futures Trading Commission (the “CFTC”) mandated that certain swap dealers (“SDs”) and major swap participants … WebOct 13, 2024 · Thursday, October 13, 2024 On September 26, the Commodity Futures Trading Commission (“CFTC”) published an order settling charges against Asset Risk Management, LLC (“ARM”), a … two rivers medical prince george
Top five changes in the final CFTC reporting Technical Specification
WebOct 2, 2024 · The other companies which the regulator has both filed and settled charges against have also incurred civil monetary penalties. Namely, Société Générale was slapped with a $2.5 million penalty and has also been ordered to continue its remediation efforts in relation to swap data reporting and updating the CFTC on its efforts and compliance. The … WebApr 13, 2024 · Le Festival de Cannes a dévoilé son composition officielle pour 2024, avec un mélange de grandes productions hollywoodiennes, de lauréats accomplis de la Palme d’Or, de réalisateurs cultes et de Johnny Depp. Parmi les premières sur la Croisette cette année figurent des films de Martin Scorsese, Wes Anderson, Steve McQueen, Hirokazu … WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … tall full size headboard